- Industry: Financial services
- Number of terms: 73910
- Number of blossaries: 1
- Company Profile:
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An agreement to contribute as equity to a project the value of all previously realized project-related tax benefits not already clawed back. Exercised to the extent required to cover any cash deficiency of the project.
Industry:Financial services
A listing of all prior and present registered securityholder account information.
Industry:Financial services
Provision of the Securities Exchange Act of 1934 that requires that any profit realized by a company insider from the purchase and sale, or sale and purchase, of the company's equity securities within a period of less than six months must be returned to the company. It is also known as the "short-swing profit" rule.
Industry:Financial services
Investors who make consistent profits in the market, regardless of the investing environment, by making wise, educated moves.
Industry:Financial services
Debt that has been customized for the buyer, often by incorporating unusual options.
Industry:Financial services
Used in the context of general equities. Trade occurring at a price higher than the previous sale. Uptick. Antithesis of minus tick. See: Short sale.
Industry:Financial services
The orders to buy or sell, entered by the public, that are generally away from the current market. The order book official or specialist keeps the public book. Market-Makers on the CBOE can see the highest bid and lowest offer at any time. The specialist's book is closed (only he knows at what price and in what quantity the nearest public orders are). See also Market-Maker and Specialist.
Industry:Financial services
Categories of investors who have specific preferences for debt or equity because of differences in their personal tax rates.
Industry:Financial services
A tax filing within 30 days of grant that allows employees granted stock to pay taxes on the grant date instead of on the date restrictions lapse. If an employee files the election, taxes are based on the fair market value on the grant date, with any future appreciation taxed as a capital gain. If the employee does not file an election, taxes are based on the fair market value on the date the restrictions lapse, which will be higher assuming the stock has appreciated in value.
Industry:Financial services
